Overview
Profile
Casey joined CLA in 2022 with extensive leadership experience in financial institutions since 1999. He has led teams focused on Federal regulatory compliance, mortgage and loan servicing, and bank operations, specializing in areas such as AML/CFT, TRID, ECOA, FCRA, HPA, SCRA, MLA, TCPA, HMDA, UDAAP, Privacy, and more enterprise concentration with compliance risk assessment and compliance management system implementation and maintenance. His broader expertise covers regulator exam management, project coordination, risk assessment, policy development and maintenance. Casey acts as a career coach, peer advisor for new hires, and DEI ambassador.
Technical experience
- Development and implementation of Compliance Management Program (CMP)
- Creation and ongoing validation of Dynamic Risk Assessment programs
- Comprehensive experience in consumer real estate regulatory compliance
- Examination management, including liaison duties with OCC and CFPB examiners
- Management of consumer complaints and identification of process improvement opportunities
- Establishment of third-party vendor management program requirements and process build-out
- Regulation change management and assessment analysis
- Human resources training and career development focused on Federal regulatory compliance
- Direct involvement in developing and validating the three lines of defense model as required by examiners, tailored to financial institution asset size
Education
- Bachelor of Business Administration; Major: Business Management; Kent State University, Kent, Ohio
- Certified Regulatory Compliance Manager (CRCM) designation; American Bankers Association
In the community
- Business Professionals of America; Volunteer