Overview
Katie is an experienced professional in the financial industry, specializing in lending, regulatory compliance, and enterprise risk management. With a background spanning over 20 years, she has held various positions in community banks, including Loan Officer, Vice President of Compliance, and Director of Enterprise Risk Management. Katie has a proven track record of success, having established secondary market mortgage divisions, implemented risk management programs, and overseen third-party risk management in collaboration with national Fintech partnerships. She is skilled in regulatory compliance, examination management, portfolio and secondary market mortgage operations, third-party risk management, enterprise risk management, model risk management, training development, and more.
Technical experience
- Regulatory compliance, including building, implementing and maintaining a risk-based compliance management system
- Examination management, coordination, issue tracking, remediation and regulatory relations
- Portfolio and secondary market mortgage origination and operations, quality control program manager
- Third party risk management program oversight, including due diligence and oversight of Fintech partnerships that move, store and/or lend of money on the financial institution’s behalf
- Enterprise risk management program development, implementation, administration and oversight
- Model risk management program development, implementation, administration and oversight
- Developing, implementing and maintaining enterprise-wide training curriculums/programs
- Enhancing risk management in identity and access management, segregation of duties controls, business continuity
- Corporate insurance program management
- New/changed regulation implementation, change management, project management, process development and improvement.