Katie Neuman Lindstrom


Katie is an experienced professional in the financial industry, specializing in lending, regulatory compliance, and enterprise risk management. With a background spanning over 20 years, she has held various positions in community banks, including Loan Officer, Vice President of Compliance, and Director of Enterprise Risk Management. Katie has a proven track record of success, having established secondary market mortgage divisions, implemented risk management programs, and overseen third-party risk management in collaboration with national Fintech partnerships. She is skilled in regulatory compliance, examination management, portfolio and secondary market mortgage operations, third-party risk management, enterprise risk management, model risk management, training development, and more.

Technical experience

  • Regulatory compliance, including building, implementing and maintaining a risk-based compliance management system
  • Examination management, coordination, issue tracking, remediation and regulatory relations
  • Portfolio and secondary market mortgage origination and operations, quality control program manager
  • Third party risk management program oversight, including due diligence and oversight of Fintech partnerships that move, store and/or lend of money on the financial institution’s behalf
  • Enterprise risk management program development, implementation, administration and oversight
  • Model risk management program development, implementation, administration and oversight
  • Developing, implementing and maintaining enterprise-wide training curriculums/programs
  • Enhancing risk management in identity and access management, segregation of duties controls, business continuity
  • Corporate insurance program management
  • New/changed regulation implementation, change management, project management, process development and improvement.


Master of Business Administration (MBA), Western Governors University
Certified Regulatory Compliance Manager (CRCM), American Bankers Association
Certified Enterprise Risk Professional (CERP), American Bankers Association
Advanced Certificate in Risk Management, American Bankers Association
Bachelor of Science (BS) - Business Administration & Management, Western Governors University

In the community