Overview
With more than eight years of experience, Richard provides strategic departmental leadership while managing and overseeing all aspects of investor services across private equity, real estate, and venture capital funds. He brings deep expertise in investor operations and compliance, ensuring seamless and efficient experience for both fund managers and investors.
Richard specializes in KYC/due diligence, anti-money laundering (AML) compliance, private fund exemption regulatory compliance, investor allocations, and investor reporting. He is focused on building strong client relationships and creating efficient, client-focused processes that improve onboarding and enhance the overall investor experience.
Previously, Richard led Shareholder/Investor Operations at a global asset manager. In that role, he managed relationships with third-party fintech providers, oversaw investor onboarding and documentation, optimized internal workflows, and ensured timely and accurate delivery of investor communications. His responsibilities also included maintaining data integrity, resolving accounting issues, and supporting legal and senior leadership in fund launches.
Prior experience also includes serving as an Associate and later Senior Associate in investor services for alternative investments, where Richard built a solid foundation in fund administration, compliance, and investor servicing.
Education
Bachelor of Science in Finance, Northeastern Illinois University