Navigating Compliance Standards for 403(b) Plans

  • 11/13/2019
  • Webinar
  • Hosting Speaking

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The IRS and many 403(b) plans are now offering pre-approved plan documents. This gives plan sponsors the opportunity to narrow the gap between 403(b) and 401(k) plan documents and establish similar compliance standards. Plan sponsors must now adopt either prototype or volume submitter plans and have their plan documentation reviewed and submitted prior to March 31, 2020.

Our complimentary webinar will explore the 403(b) testing rules, participant notice requirements, and the new prototype documents and their available provisions. We will also discuss when a 401(k) plan may be a more suitable option.

At the end of this session, you will be able to:

  • Identify if a 401(k) or 403(b) plan is best suited for your organization
  • Determine if your organization requires an updated 403(b) pre-approved plan document
  • Recognize what you should be doing, to maintain your 403(b) plan compliance

Who should attend

This session is designed for anyone involved in the administration or oversight of qualified retirement plans and those serving in a fiduciary role within a nonprofit organization, higher education institution, or state and local government entity.



2 ΜΆ 3 p.m. CT — Session

Please register by November 12, 2019.

Can’t make the webinar?

Fill out the webinar registration, and you will receive an email with the webinar recording and slides following the event.


Recommended CPE: 1 credit, Taxes
Prerequisites: None
Program level: Overview
Advance preparation: None
Delivery method: Group Live

View CPE sponsorship information.

Event materials

For more information:

  • Reshma McHale
  • Marketing Associate
  • CLA Milwaukee Innovation Drive