Using BSA/AML Enforcement Actions to Protect Your Institution

Reviewing Financials
  • 9/19/2018
  • Webinar
  • Speaking Hosting

Since 2004, there have been nearly 30 enforcement actions issued against financial institutions for Bank Secrecy Act and Anti-Money Laundering (BSA/AML) violations. So what did these institutions do wrong? And what can you do to stay in compliance?

This complimentary webinar took a close look at the FFIEC BSA/AML Examination Manual through the lens of these enforcement actions, and will highlight common shortcomings to help you address problem areas in your institution’s BSA/AML program.

Speaker:

David Zavatti, Senior Regulatory Compliance Analyst, Financial Institutions 

Presentation and handout: 

Presentation: Using BSA/AML Enforcement Actions to Protect Your Institution
Selected BSA Enforcement Action Links 

Event materials

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